UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM SD/A
SPECIALIZED DISCLOSURE REPORT
(Amendment No. 1)
Civeo Corporation
(Exact name of registrant as specified in its charter)
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British Columbia, Canada |
001-36246 |
98-1253716 | |
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(State or Other Jurisdiction |
(Commission |
(IRS Employer | |
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Three Allen Center, 333 Clay Street, Suite 4980 Houston, Texas |
77002 | ||
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(Address of Principal Executive Offices) |
(Zip Code) | ||
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Frank C. Steininger (713) 510-2400 | |||
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(Name and telephone number, including area code, of the person to contact in connection with this report.)
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Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:
☒ Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2016.
Explanatory Note
This Amendment No. 1 on Form SD/A to the Special Disclosure Report on Form SD of Civeo Corporation for the reporting period from January 1 to December 31, 2016, which was filed with the Securities and Exchange Commission on May 25, 2017 (the “Original Form SD Report”), is being filed solely for purposes of 1) amending and restating in its entirety Section 3, including the chart of smelters and refiners listed therein, of the Conflict Minerals Report filed as an exhibit to the Original Form SD Report, and 2) amending and restating in its entirety Section 4 of the Conflict Minerals Report filed as an exhibit to the Original Form SD Report.
Section 1 – Conflict Minerals Disclosure
Item 1.01 Conflict Minerals Disclosure and Report
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1. |
Introduction |
Civeo Corporation (“Civeo” and “Company”), through its subsidiaries, manufactures and contracts to manufacture modular buildings that contain gold, tantalum, tin, tungsten (collectively “3TG”). As these materials are necessary to Civeo’s products, the Company is dedicated to tracing and disclosing the origin of these metals to ensure compliance with the requirements set forth in the final rule regarding use of conflict minerals.
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2. |
Conflict Minerals Disclosures |
Civeo has concluded in good faith that during the reporting period for 2016:
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a) |
Civeo manufactured and contracted to manufacture products for which conflict minerals (as defined in Section 1502(e)(4) of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010) are necessary to the functionality or production. |
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b) |
As such, Civeo performed a reasonable country of origin inquiry (“RCOI”) and subsequent due diligence in an effort to determine whether its sourcing practices directly or indirectly funded armed groups in the Democratic Republic of Congo (“DRC”) or an adjoining country (“Covered Countries”). |
In accordance with Rule 13p-1 under the Securities Exchange Act of 1934 (“Rule 13p-1”), Civeo has filed this Specialized Disclosure Form (“Form SD”) and the associated Conflict Minerals Report. Both reports are posted to a publicly available Internet site at http://ir.civeo.com/sec.cfm.
Item 1.02 Exhibits
Civeo has filed, as an exhibit to this Form SD, the required Conflict Minerals Report.
Section 2 – Exhibits
Item 2.01 Exhibits
Exhibit 1.01 – Conflict Minerals Report
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.
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Civeo Corporation |
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/s/ Frank C. Steininger |
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Frank C. Steininger Senior Vice President, Chief Financial Officer and Treasurer |
DATED: June 1, 2017
Page 2 of 2
Exhibit 1.01 – Conflict Minerals Report
Conflict Minerals Report of Civeo Corporation
In accordance with Rule 13p-1 under the Securities Exchange Act of 1934
This is the Conflict Minerals Report (“CMR”) of Civeo Corporation (“Civeo” or “Company”) for the reporting period ended December 31, 2016 (the “Reporting Period”) in accordance with Rule 13p-1 under the Securities Exchange Act of 1934 (“Rule 13p-1”).
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1. |
Introduction |
The intent of this CMR is to summarize the results of Civeo’s good faith Reasonable Country of Origin Inquiry (“RCOI”) and describe Civeo’s due diligence process in accordance with Rule 13p-1 requirements.
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2. |
Reasonable Country of Origin Inquiry Description |
To implement the RCOI, Civeo’s Tier 1 suppliers, representing 80% of spend in Conflict Mineral supplier categories as defined by the Company, were engaged to collect information regarding the presence and sourcing of gold, tantalum, tin and tungsten (collectively “3TG”) used in the products supplied to Civeo. Information was collected and stored within Civeo’s internal record keeping systems.
Civeo’s supplier engagement efforts followed these steps:
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An introduction was presented and discussed with Tier 1 suppliers describing the Conflict Minerals Compliance Program (“CMCP”) requirements. |
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Following the introduction, information was solicited from suppliers on the presence of 3TG in the products supplied to Civeo. |
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Throughout the process, suppliers were supported and offered assistance to ensure timely survey completion and submission compliance. |
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Civeo performed a series of follow ups with non-responsive suppliers. |
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Civeo escalated the request to senior management within the supplier organization where appropriate to ensure supplier participation in CMCP requirements. |
Civeo utilized the Electronic Industry Citizenship Coalition (“EICC”) and Global e-Sustainability Initiative (“GeSI”) Conflict Minerals Due Diligence Template (“EICC-GeSI Template”) for data collection.
Suppliers were asked to provide information regarding 3TG minerals present within products supplied to Civeo and the sourcing of these materials with the ultimate goal of identifying the smelters or refiners’ (“SORs”) countries of origin. To facilitate reporting at the product-level, the products indicated by Civeo as being sourced from a given supplier were communicated to that supplier as part of the data request. Suppliers were able to submit multiple Conflict Minerals Reporting Templates (“CMRT”) as needed to address all indicated products. In many cases, however, the supplier responses defaulted to company level CMRTs and were not specifically related to products supplied to Civeo.
Supplier responses were evaluated for plausibility and consistency, and to ensure inclusion of the necessary detail. Additional contact with suppliers was conducted to address issues of incomplete data on EICC-GeSI Templates.
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3. |
RCOI Results |
Forty-five (45) suppliers were identified as having supplied materials containing 3TG to be used in Civeo’s manufacturing processes. They were considered in-scope for conflict mineral regulatory purposes and were each contacted as part of the RCOI process.
A total of 405 Smelters or Refiners (SORs) spanning 45 countries of origin were identified as potential 3TG SORs used by our suppliers and sub-suppliers. Below is a summary of verified smelters.1
As a result of the inquiry process, Civeo was able to identify two SORs of 3TG with an indication of Democratic Republic of Congo/Covered Country (“DRC/CC”) sourcing.
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SOR/Facility Name |
Conflict-Free Smelter Program Status |
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GOLD | |
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Abington Reldan Metals, LLC |
No Certificate |
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Advanced Chemical Company |
Compliant |
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Aida Chemical Industries Co., Ltd. |
Compliant |
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Aktyubinsk Copper Company TOO |
No Certificate |
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Al Etihad Gold Refinery DMCC |
Compliant |
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Allgemeine Gold-und Silberscheideanstalt A.G. |
Compliant |
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Almalyk Mining and Metallurgical Complex (AMMC) |
Compliant |
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AngloGold Ashanti Córrego do Sítio Mineração |
Compliant |
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Argor-Heraeus S.A. |
Compliant |
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Asahi Pretec Corp. |
Compliant |
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Asahi Refining Canada Ltd. |
Compliant |
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Asahi Refining USA Inc. |
Compliant |
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Asaka Riken Co., Ltd. |
Compliant |
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Atasay Kuyumculuk Sanayi Ve Ticaret A.S. |
No Certificate |
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AU Traders and Refiners |
Compliant |
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AURA-II |
No Certificate |
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Aurubis AG |
Compliant |
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Baiyin Nonferrous Metals Corporation (BNMC) |
No Certificate |
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Bangalore Refinery |
Active |
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Bangko Sentral ng Pilipinas (Central Bank of the Philippines) |
Compliant |
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Bauer Walser AG |
No Certificate |
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Boliden AB |
Compliant |
1 Verified smelters are those listed by the EICC (“Compliant” – developed and implemented a Conflict Free Smelter Program; “Active” – committed to undergo a CFSP audit or are participating in one of the cross-recognized certification programs; “No Certificate” – program status is unknown); smelter status is current as of May 30, 2017.
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C. Hafner GmbH + Co. KG |
Compliant |
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Caridad |
No Certificate |
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CCR Refinery - Glencore Canada Corporation |
Compliant |
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Cendres + Métaux SA |
Active |
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Chimet S.p.A. |
Compliant |
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Chugai Mining |
No Certificate |
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Daejin Indus Co., Ltd. |
Compliant |
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Daye Non-Ferrous Metals Mining Ltd. |
No Certificate |
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Degussa Sonne / Mond Goldhandel GmbH |
No Certificate |
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DODUCO GmbH |
Compliant |
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Dowa |
Compliant |
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DSC (Do Sung Corporation) |
Compliant |
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Eco-System Recycling Co., Ltd. |
Compliant |
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Elemetal Refining, LLC |
No Certificate |
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Emirates Gold DMCC |
Compliant |
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Faggi Enrico S.p.A. |
No Certificate |
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Fidelity Printers and Refiners Ltd. |
No Certificate |
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Gansu Seemine Material Hi-Tech Co., Ltd. |
No Certificate |
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Geib Refining Corporation |
Compliant |
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Gold Refinery of Zijin Mining Group Co., Ltd. |
Compliant |
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Great Wall Precious Metals Co., Ltd. of CBPM |
No Certificate |
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Guangdong Jinding Gold Limited |
No Certificate |
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GCC Gujarat Gold Centre Pvt. Ltd. |
No Certificate |
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Guoda Safina High-Tech Environmental Refinery Co., Ltd. |
No Certificate |
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Hangzhou Fuchunjiang Smelting Co., Ltd. |
No Certificate |
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Heimerle + Meule GmbH |
Compliant |
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Henan Yuguang Gold & Lead Co., Ltd. |
No Certificate |
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Heraeus Metals Hong Kong Ltd. |
Compliant |
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Heraeus Precious Metals GmbH & Co. KG |
Compliant |
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HeTai Gold Mineral GuangDong Ltd. Co. |
No Certificate |
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House of Currency of Brazil (Casa da Moeda do Brazil) |
No Certificate |
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Hunan Chenzhou Mining Co., Ltd. |
No Certificate |
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HwaSeong CJ Co., Ltd. |
No Certificate |
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Inner Mongolia Qiankun Gold and Silver Refinery Share Company Limited |
Compliant |
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Ishifuku Metal Industry Co., Ltd. |
Compliant |
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Istanbul Gold Refinery |
Compliant |
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Japan Mint |
Compliant |
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Jiangxi Copper Company Limited |
Compliant |
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Jin Jinyin refining company limited |
No Certificate |
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Jinlong Copper Co., Ltd. |
No Certificate |
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JSC Ekaterinburg Non-Ferrous Metal Processing Plant |
Compliant |
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JSC Uralelectromed |
Compliant |
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JX Nippon Mining & Metals Co., Ltd. |
Compliant |
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Kaloti Precious Metals |
No Certificate |
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Kazakhmys Smelting LLC |
No Certificate |
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Kazzinc |
Compliant |
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Kennecott Utah Copper LLC |
Compliant |
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KGHM Polska Miedź Spólka Akcyjna |
Active |
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Kojima Chemicals Co., Ltd. |
Compliant |
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Korea Metal Co., Ltd. |
No Certificate |
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Korea Zinc Co. Ltd. |
Compliant |
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Kosak Seiren |
No Certificate |
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Kyrgyzaltyn JSC |
Compliant |
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Kyshtym Copper-Electrolytic Plant ZAO |
No Certificate |
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L' azurde Company For Jewelry |
No Certificate |
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Lingbao Gold Company Limited |
No Certificate |
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Lingbao Jinyuan Tonghui Refinery Co., Ltd. |
No Certificate |
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LS-NIKKO Copper Inc. |
Compliant |
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Luoyang Zijin Yinhui Gold Refinery Co., Ltd. |
No Certificate |
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Materion |
Compliant |
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Matsuda Sangyo Co., Ltd. |
Compliant |
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Metahub Industries Sdn. Bhd. |
No Certificate |
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Metalor Technologies (Hong Kong) Ltd. |
Compliant |
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Metalor Technologies (Singapore) Pte., Ltd. |
Compliant |
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Metalor Technologies (Suzhou) Ltd. |
Compliant |
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Metalor Technologies S.A. |
Compliant |
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Metalor USA Refining Corporation |
Compliant |
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METALÚRGICA MET-MEX PEÑOLES, S.A. DE C.V |
Compliant |
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Mitsubishi Materials Corporation |
Compliant |
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Mitsui Mining and Smelting Co., Ltd. |
Compliant |
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MMTC-PAMP India Pvt., Ltd. |
Compliant |
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Modeltech Sdn Bhd |
Active |
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Morris and Watson |
No Certificate |
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Moscow Special Alloys Processing Plant |
Compliant |
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Nadir Metal Rafineri San. Ve Tic. A.Ş. |
Compliant |
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Navoi Mining and Metallurgical Combinat |
Active |
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Nihon Material Co., Ltd. |
Compliant |
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Nihon Superior Co., Ltd. |
No Certificate |
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Nyrstar Metals |
No Certificate |
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Ögussa Österreichische Gold- und Silber-Scheideanstalt GmbH |
Compliant |
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Ohura Precious Metal Industry Co., Ltd. |
Compliant |
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OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet) |
Compliant |
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OJSC Kolyma Refinery |
No Certificate |
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OJSC Novosibirsk Refinery |
Compliant |
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PAMP S.A. |
Compliant |
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Pan Pacific Copper Co. LTD |
No Certificate |
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Penglai Penggang Gold Industry Co., Ltd. |
No Certificate |
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Prioksky Plant of Non-Ferrous Metals |
Compliant |
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PT Aneka Tambang (Persero) Tbk |
Compliant |
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PX Précinox SA |
Compliant |
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Rand Refinery (Pty) Ltd. |
Compliant |
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Remondis Argentia B.V. |
Active |
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Republic Metals Corporation |
Compliant |
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Royal Canadian Mint |
Compliant |
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SAAMP |
Compliant |
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Sabin Metal Corp. |
No Certificate |
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SAFINA A.S. |
Active |
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Sai Refinery |
No Certificate |
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Samduck Precious Metals |
Compliant |
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SAMWON Metals Corp. |
No Certificate |
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SAXONIA Edelmetalle GmbH |
Compliant |
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Schone Edelmetaal B.V. |
Compliant |
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SEMPSA Joyería Platería S.A. |
Compliant |
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Shan Dong Huangjin |
No Certificate |
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Shan Tou Shi Yong Yuan Jin Shu Zai Sheng Co. Ltd. |
No Certificate |
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Shandong Tiancheng Biological Gold Industrial Co., Ltd. |
No Certificate |
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Shandong Zhaojin Gold & Silver Refinery Co., Ltd. |
Compliant |
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Shenzhen fujun material technology co.,ltd |
No Certificate |
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Shenzhen Heng Zhong Industry Co.,Ltd. |
No Certificate |
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Shenzhen Zhonghenglong Real Industry Co., Ltd. |
No Certificate |
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Sichuan Tianze Precious Metals Co., Ltd |
Compliant |
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Singway Technology Co., Ltd. |
Compliant |
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Sino-Platinum Metals Co.,Ltd |
No Certificate |
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So Accurate Group, Inc. |
No Certificate |
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SOE Shyolkovsky Factory of Secondary Precious Metals |
Compliant |
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Solar Applied Materials Technology Corp. |
Compliant |
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Sudan Gold Refinery |
No Certificate |
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Sumitomo Metal Mining Co., Ltd. |
Compliant |
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Super Dragon Technology Co., Ltd |
No Certificate |
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Suzhou Xingrui Noble |
No Certificate |
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T.C.A S.p.A |
Compliant |
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Taicang City Nancang Metal Material Co.,Ltd |
No Certificate |
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Tanaka Kikinzoku Kogyo K.K. |
Compliant |
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The Refinery of Shandong Gold Mining Co., Ltd. |
Compliant |
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Tokuriki Honten Co., Ltd. |
Compliant |
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Tongling nonferrous Metals Group Co.,Ltd |
No Certificate |
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Tony Goetz NV |
Active |
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TOO Tau-Ken-Altyn |
No Certificate |
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Torecom |
Compliant |
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Umicore Brasil Ltda. |
Compliant |
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Umicore Precious Metals Thailand |
Compliant |
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Umicore S.A. Business Unit Precious Metals Refining |
Compliant |
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United Precious Metal Refining, Inc. |
Compliant |
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Universal Precious Metals Refining Zambia |
No Certificate |
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Valcambi S.A. |
Compliant |
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Western Australian Mint trading as The Perth Mint |
Compliant |
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WIELAND Edelmetalle GmbH |
Compliant |
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Yamamoto Precious Metal Co., Ltd. |
Compliant |
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Yokohama Metal Co., Ltd. |
Compliant |
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Yunnan Copper Industry Co., Ltd. |
No Certificate |
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Zhe Jiang Guang Yuan Noble Metal Smelting Factory |
No Certificate |
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Zhongkuang Gold Industry Co.,LTD |
No Certificate |
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Zhongyuan Gold Smelter of Zhongjin Gold Corporation |
Compliant |
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TANTALUM | |
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AMG (Advanced Metallurgical Group) |
No Certificate |
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ANHUI HERRMAN IMPEX CO. |
No Certificate |
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Avon Specialty Metals Ltd |
No Certificate |
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Changsha South Tantalum Niobium Co., Ltd. |
Compliant |
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Conghua Tantalum and Niobium Smeltry |
No Certificate |
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D Block Metals, LLC |
Compliant |
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Duoluoshan |
Compliant |
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E.S.R. Electronics |
No Certificate |
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Exotech Inc. |
Compliant |
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F&X Electro-Materials Ltd. |
Compliant |
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FIR Metals & Resource Ltd. |
Compliant |
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Gannon & Scott |
No Certificate |
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Global Advanced Metals |
No Certificate |
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Global Advanced Metals Aizu |
Compliant |
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Global Advanced Metals Boyertown |
Compliant |
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Guangdong Zhiyuan New Material Co., Ltd. |
Compliant |
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Guizhou Zhenhua Xinyun Technology Ltd., Kaili branch |
No Certificate |
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H.C. Starck Co., Ltd. |
Compliant |
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H.C. Starck Group |
No Certificate |
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H.C. Starck Hermsdorf GmbH |
Compliant |
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H.C. Starck Inc. |
Compliant |
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H.C. Starck Ltd. |
Compliant |
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H.C. Starck Smelting GmbH & Co.KG |
Compliant |
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H.C. Starck Tantalum and Niobium GmbH |
Compliant |
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Hengyang King Xing Lifeng New Materials Co., Ltd. |
Compliant |
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Hi-Temp Specialty Metals, Inc. |
Compliant |
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Jiangxi Dinghai Tantalum & Niobium Co., LTD |
Compliant |
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Jiangxi Tuohong New Raw Material |
Compliant |
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JiuJiang JinXin Nonferrous Metals Co., Ltd. |
Compliant |
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Jiujiang Tanbre Co., Ltd. |
No Certificate |
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Jiujiang Zhongao Tantalum & Niobium Co., Ltd. |
Compliant |
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KEMET Blue Metals |
Compliant |
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KEMET Blue Powder |
Compliant |
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KEMET Corp. |
No Certificate |
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King-Tan Tantalum Industry Ltd |
Compliant |
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LSM Brasil S.A. |
Compliant |
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Metallurgical Products India Pvt., Ltd. |
Compliant |
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Mineração Taboca S.A. |
Compliant |
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Mitsui Mining & Smelting |
Compliant |
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Ningxia Orient Tantalum Industry Co., Ltd. |
Compliant |
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NPM Silmet A.S. |
Compliant |
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Phoenix Metal Ltd |
No Certificate |
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Plansee SE |
No Certificate |
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Plansee SE Liezen |
No Certificate |
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Plansee SE Reutte |
No Certificate |
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Power Resources Ltd. |
Compliant |
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QuantumClean |
Compliant |
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Resind Indústria e Comércio Ltda. |
Compliant |
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RFH Tantalum Smeltry Co., Ltd. |
Compliant |
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Shanghai Jiangxi Metals Co., Ltd. |
No Certificate |
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Solikamsk Magnesium Works OAO |
Compliant |
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Taki Chemicals |
Compliant |
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Tantalite Resources |
No Certificate |
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Telex Metals |
Compliant |
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Tranzact, Inc. |
No Certificate |
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Ulba Metallurgical Plant JSC |
Compliant |
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XinXing HaoRong Electronic Material Co., Ltd. |
Compliant |
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Yichun Jin Yang Rare Metal Co., Ltd |
Compliant |
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Zhuzhou Cemented Carbide |
Compliant |
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TIN | |
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Alpha |
Compliant |
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An Thai Minerals Company Limited |
No Certificate |
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An Vinh Joint Stock Mineral Processing Company |
No Certificate |
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Chenzhou Yunxiang Mining and Metallurgy Company Limited |
Compliant |
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China Tin Group Co., Ltd. |
Compliant |
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CNMC (Guangxi) PGMA Co., Ltd. |
No Certificate |
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Cooper Santa |
No Certificate |
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Cooperativa Metalurgica de Rondônia Ltda. |
Compliant |
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CV Ayi Jaya |
Compliant |
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CV Dua Sekawan |
Compliant |
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CV Duta Putra Bangka |
No Certificate |
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CV Gita Pesona |
Compliant |
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CV Makmur Jaya |
No Certificate |
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CV Serumpun Sebalai |
Compliant |
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CV Tiga Sekawan |
Compliant |
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CV United Smelting |
Compliant |
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CV Venus Inti Perkasa |
Compliant |
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Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company |
Active |
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Elmet S.L.U. (Metallo Group) |
No Certificate |
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EM Vinto |
Compliant |
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Estanho de Rondônia S.A. |
No Certificate |
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Feinhütte Halsbrücke GmbH |
No Certificate |
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Fenix Metals |
Compliant |
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Gejiu Fengming Metalurgy Chemical Plant |
Compliant |
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Gejiu Jinye Mineral Company |
Compliant |
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Gejiu Kai Meng Industry and Trade LLC |
Active |
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Gejiu Non-Ferrous Metal Processing Co., Ltd. |
Compliant |
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Gejiu Yunxi Group Corp. |
No Certificate |
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Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. |
Compliant |
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Gejiu Zili Mining And Metallurgy Co., Ltd. |
No Certificate |
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Gold Bell Group |
No Certificate |
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Guanyang Guida Nonferrous Metal Smelting Plant |
Compliant |
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Hongqiao Metals (Kunshan) Co., Ltd. |
No Certificate |
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HuiChang Hill Tin Industry Co., Ltd. |
Compliant |
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Huichang Jinshunda Tin Co., Ltd |
Active |
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Hunan Xianghualing tin |
No Certificate |
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Jiangxi Ketai Advanced Material Co., Ltd. |
Compliant |
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JU TAI INDUSTRIAL CO.,LTD. |
No Certificate |
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Linwu Xianggui Ore Smelting Co., Ltd. |
No Certificate |
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Linwu Xianggui Smelter Co |
No Certificate |
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Magnu's Minerais Metais e Ligas Ltda. |
Compliant |
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Malaysia Smelting Corporation (MSC) |
Compliant |
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Melt Metais e Ligas S/A |
Compliant |
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Metallic Resources, Inc. |
Compliant |
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Metallo-Chimique N.V. |
No Certificate |
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Metallum Group Holding NV |
No Certificate |
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Ming Li Jia smelt Metal Factory |
No Certificate |
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Minmetals Ganzhou Tin Co. Ltd. |
No Certificate |
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Minsur |
Compliant |
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Nankang Nanshan Tin Manufactory Co., Ltd. |
Active |
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Nghe Tinh Non-Ferrous Metals Joint Stock Company |
No Certificate |
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Novosibirsk Integrated Tin Works |
No Certificate |
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O.M. Manufacturing (Thailand) Co., Ltd. |
Compliant |
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O.M. Manufacturing Philippines, Inc. |
Compliant |
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Operaciones Metalurgical S.A. |
Compliant |
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PT Alam Lestari Kencana |
No Certificate |
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PT Aries Kencana Sejahtera |
Compliant |
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PT Artha Cipta Langgeng |
Compliant |
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PT ATD Makmur Mandiri Jaya |
Compliant |
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PT Babel Inti Perkasa |
Compliant |
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PT Babel Surya Alam Lestari |
No Certificate |
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PT Bangka Kudai Tin |
No Certificate |
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PT Bangka Prima Tin |
Compliant |
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PT Bangka Putra Karya |
No Certificate |
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PT Bangka Timah Utama Sejahtera |
No Certificate |
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PT Bangka Tin Industry |
Compliant |
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PT Belitung Industri Sejahtera |
Compliant |
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PT BilliTin Makmur Lestari |
No Certificate |
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PT Bukit Timah |
Compliant |
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PT Cipta Persada Mulia |
No Certificate |
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PT Donna Kembara Jaya |
No Certificate |
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PT DS Jaya Abadi |
Compliant |
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PT Eunindo Usaha Mandiri |
Compliant |
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PT Fang Di MulTindo |
No Certificate |
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PT HP Metals Indonesia |
No Certificate |
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PT Inti Stania Prima |
Compliant |
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PT Justindo |
No Certificate |
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PT Karimun Mining |
Compliant |
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PT Kijang Jaya Mandiri |
Compliant |
|
PT Koba Tin |
No Certificate |
|
PT Lautan Harmonis Sejahtera |
Compliant |
|
PT Mitra Stania Prima |
Compliant |
|
PT O.M. Indonesia |
Compliant |
|
PT Panca Mega Persada |
Compliant |
|
PT Pelat Timah Nusantara Tbk |
No Certificate |
|
PT Prima Timah Utama |
Compliant |
|
PT Refined Bangka Tin |
Compliant |
|
PT Sariwiguna Binasentosa |
Compliant |
|
PT Seirama Tin Investment |
No Certificate |
|
PT Singkep Times Utama |
No Certificate |
|
PT Stanindo Inti Perkasa |
Compliant |
|
PT Sukses Inti Makmur |
Compliant |
|
PT Sumber Jaya Indah |
Compliant |
|
PT Supra Sukses Trinusa |
No Certificate |
|
PT Timah (Persero) Tbk Kundur |
Compliant |
|
PT Timah (Persero) Tbk Mentok |
Compliant |
|
PT Tinindo Inter Nusa |
Compliant |
|
PT Tirus Putra Mandiri |
No Certificate |
|
PT Tommy Utama |
Compliant |
|
PT Wahana Perkit Jaya |
No Certificate |
|
PT Yinchendo Mining Industry |
No Certificate |
|
PT.HANJAYA PERKASA METALS |
No Certificate |
|
Rui Da Hung |
Compliant |
|
Soft Metais Ltda. |
Compliant |
|
Super Ligas |
No Certificate |
|
Thaisarco |
Compliant |
|
Tianshui ling bo technology co., Ltd |
No Certificate |
|
TIN PLATING GEJIU |
No Certificate |
|
Tuyen Quang Non-Ferrous Metals Joint Stock Company |
No Certificate |
|
VQB Mineral and Trading Group JSC |
Compliant |
|
White Solder Metalurgia e Mineração Ltda. |
Compliant |
|
Wu Xi Shi Yi Zheng Ji Xie She Bei Company |
No Certificate |
|
Wuxi Lantronic Electronic Co Ltd |
No Certificate |
|
Xianghualing Tin Minerals |
No Certificate |
|
Yifeng Tin |
No Certificate |
|
Yunnan Chengfeng Non-ferrous Metals Co., Ltd. |
Compliant |
|
Yunnan Chengo Electric Smelting Plant |
No Certificate |
|
Yunnan Tin Company Limited |
Compliant |
|
Yunnan Xi YE |
No Certificate |
|
Zhuhai Quanjia |
No Certificate |
|
TUNGSTEN | |
|
A.L.M.T. TUNGSTEN Corp. |
Compliant |
|
ACL Metais Eireli |
No Certificate |
|
Asia Tungsten Products Vietnam Ltd. |
Compliant |
|
Chenzhou Diamond Tungsten Products Co., Ltd. |
Compliant |
|
China Minmetals Non-ferrous Metals Holding Co., Ltd. |
No Certificate |
|
Chongyi Zhangyuan Tungsten Co., Ltd. |
Compliant |
|
Dayu Jincheng Tungsten Industry Co., Ltd. |
No Certificate |
|
Dayu Weiliang Tungsten Co., Ltd. |
No Certificate |
|
Fujian Jinxin Tungsten Co., Ltd. |
Compliant |
|
Ganxian Shirui New Material Co., Ltd. |
No Certificate |
|
Ganzhou Grand Sea W & Mo Group Co., Ltd. |
No Certificate |
|
Ganzhou Huaxing Tungsten Products Co., Ltd. |
Compliant |
|
Ganzhou Jiangwu Ferrotungsten Co., Ltd. |
Compliant |
|
Ganzhou Non-ferrous Metals Smelting Co., Ltd. |
No Certificate |
|
Ganzhou Seadragon W & Mo Co., Ltd. |
Compliant |
|
Ganzhou Yatai Tungsten Co., Ltd. |
No Certificate |
|
Global Tungsten & Powders Corp. |
Compliant |
|
Guangdong Xianglu Tungsten Co., Ltd. |
Compliant |
|
H.C. Starck Smelting GmbH & Co. KG |
Compliant |
|
HC Starck GmbH |
No Certificate |
|
Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji |
Compliant |
|
Hunan Chuangda Vanadium Tungsten Co., Ltd. Yanglin |
No Certificate |
|
Hunan Chunchang Nonferrous Metals Co., Ltd. |
Compliant |
|
Hydrometallurg, JSC |
Compliant |
|
Japan New Metals Co., Ltd. |
Compliant |
|
Jiangwu H.C. Starck Tungsten Products Co., Ltd. |
Compliant |
|
Jiangxi Dayu Longxintai Tungsten Co., Ltd. |
No Certificate |
|
Jiangxi Gan Bei Tungsten Co., Ltd. |
Compliant |
|
Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. |
No Certificate |
|
Jiangxi Richsea New Materials Co., Ltd. |
No Certificate |
|
Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. |
Compliant |
|
Jiangxi Xinsheng Tungsten Industry Co., Ltd. |
Compliant |
|
Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd. |
Compliant |
|
Jiangxi Yaosheng Tungsten Co., Ltd. |
Compliant |
|
Kennametal Fallon |
Compliant |
|
Kennametal Huntsville |
Compliant |
|
Malipo Haiyu Tungsten Co., Ltd. |
Compliant |
|
Moliren Ltd |
Compliant |
|
Niagara Refining LLC |
Compliant |
|
Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC |
Compliant |
|
Philippine Chuangxin Industrial Co., Inc. |
Compliant |
|
Pobedit, JSC |
No Certificate |
|
Sanher Tungsten Vietnam Co., Ltd. |
No Certificate |
|
South-East Nonferrous Metal Company Limited of Hengyang City |
Compliant |
|
Tejing (Vietnam) Tungsten Co., Ltd. |
Compliant |
|
Unecha Refractory metals plant |
Compliant |
|
Vietnam Youngsun Tungsten Industry Co., Ltd. |
Compliant |
|
Wolfram Bergbau und Hütten AG |
Compliant |
|
WOLFRAM Company CJSC |
No Certificate |
|
Woltech Korea Co., Ltd. |
Compliant |
|
Xiamen Tungsten (H.C.) Co., Ltd. |
Compliant |
|
Xiamen Tungsten Co., Ltd. |
Compliant |
|
Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd. |
Compliant |
|
Xinhai Rendan Shaoguan Tungsten Co., Ltd. |
Compliant |
|
Zhuzhou Cemented Carbide Group Co Ltd |
No Certificate |
Countries of Origin for the above listed SORs are believed to include:
Australia, Austria, Belgium, Bolivia, Brazil, Canada, China, Czech Republic, Estonia, France, Germany, India, Indonesia, Italy, Japan, Kazakhstan, Republic of Korea, Kyrgyzstan, Macedonia, Malaysia, Mexico, Netherlands, New Zealand, Peru, Philippines, Poland, Russian Federation, Rwanda, Saudi Arabia, Singapore, South Africa, Spain, Sudan, Sweden, Switzerland, Taiwan, Thailand, Turkey, United Kingdom, United States of America, Uzbekistan, Vietnam, Zambia and Zimbabwe
|
4. |
SOR Facility Description |
Below is a summary of the SORs with indications of DRC/CC sourcing and their certification statuses.
|
Metal |
Smelter/Refiner |
Certification Status |
Mine Countries of Origin |
|
Tin |
Phoenix Metal Ltd. |
No Certificate – Program Status Unknown
Smelter has not registered or committed to undergo a CFSP audit or participate in one of the cross-recognized certification programs. Smelter is not in compliance with CFSP assessment protocols. |
Rwanda |
|
Gold |
Universal Precious Metals Refining Zambia |
No Certificate – Program Status Unknown
Smelter has not registered or committed to undergo a CFSP audit or participate in one of the cross-recognized certification programs. Smelter is not in compliance with CFSP assessment protocols. |
Zambia |
For those declaration responses provided at the company and user-defined level and non-specific to Civeo’s products, the presence of any particular smelter is not necessarily linked to the products that Civeo purchases and uses in its manufacturing operations. Thus, the information provided in such supplier responses was not at a product-level specific to the materials and components used by the Company. As such, the identified SORs and countries of origin identified above have not been confirmed to be present in Civeo’s supply chain.
|
5. |
Design of Due Diligence Framework |
Civeo’s due diligence process is designed in accordance with the Organization for Economic Cooperation and Development’s (“OECD”) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas and accompanying Supplements2 (collectively, the “OECD Guidance”). It is important to note that the OECD Guidance was written for both upstream3 and downstream44 companies in the supply chain. As Civeo is a downstream company in the supply chain, our due diligence practices were tailored accordingly.
2 OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas, Supplement on Tin, Tantalum and Tungsten and Supplement on Gold, 2013; http://www.oecd.org/daf/inv/mne/GuidanceEdition2.pdf.
3 Upstream companies refer to those between the mine and SOR. As such, the companies typically include miners, local traders, or exporters from the country of mineral origin, international concentrate traders and SORs.
4 Downstream companies refer to those entities between the SOR and retailer. As such, the companies typically include metal traders and exchanges, component manufacturers, product manufacturers, original equipment manufacturers (OEMs) and retailers.
|
6. |
Due Diligence Measures Performed |
Due Diligence measures undertaken by Civeo included the following:
|
|
● |
Maintained current the Company’s Conflict Minerals Policy. The Conflict Minerals Policy is publicly available at https://www.civeo.com ; |
|
|
● |
Formalized a standard procedure on Conflict Minerals due diligence and reporting guidelines; |
|
|
● |
Assembled an internal team to support supply chain due diligence; |
|
|
● |
Established a system of controls and transparency over the mineral supply chain; |
|
|
● |
Implemented internal measures to strengthen company engagement with suppliers; |
|
|
● |
Included an internal grievance mechanism in the Conflict Minerals Policy; |
|
|
● |
Designed and implemented a strategy to respond to supply chain risks; |
|
|
● |
Implemented a risk management plan, monitored and tracked risk mitigation, reporting to Senior Civeo Supply Chain Management who evaluated supplier partnerships; and |
|
|
● |
Reported Annually on Supply Chain Due Diligence. This CMR and the Form SD to which it is an exhibit are publicly available at http://ir.civeo.com/sec.cfm. |
|
7. |
Steps to Improve Due Diligence |
Civeo will endeavor to continuously improve upon supply chain due diligence efforts via the following measures:
|
|
● |
Continue to assess the presence of 3TG in the supply chain; |
|
|
● |
Clearly communicate expectations with regard to supplier performance, transparency and sourcing; |
|
|
● |
Increase supplier response rate for RCOI process; |
|
|
● |
Increase indirect suppliers’ rate of product specificity for RCOI process; |
|
|
● |
Continue to increase the rate in which Civeo addresses issues including implausible statements regarding no presence of 3TG and incomplete data on EICC-GeSI Templates regarding scrap and recycled sources; |
|
|
● |
Continue to compare RCOI results to information collected via independent conflict free smelter validation programs, such as the EICC/GeSI Conflict Free Smelter Program; |
|
|
● |
Engage with SORs to obtain mine of origin and transit routes and assess whether SORs have carried out all elements of due diligence for responsible supply chains of minerals from conflict-affected and high-risk areas; |
|
|
● |
Undertake additional fact and risk assessments for risks requiring mitigation, or after a change of circumstances; and |
|
|
● |
Provide continuing education to members of our Conflict Minerals Compliance team, as well as employees who are involved with supplier and customer contact related to Conflict Minerals compliance. |
8. Inherent Limitations
Because Civeo is a downstream user of 3TG, we must rely on the representations and information provided by our suppliers and other third parties within our supply chain. As a result, incomplete, over-inclusive or inaccurate information provided by the suppliers or by a SOR could affect the accuracy or completeness of the information set forth below or other information contained in this CMR.
Note also that many of Civeo’s suppliers received responses from their direct suppliers with SOR information based on a company or divisional level, rather than a product-level specific to the materials and components used by the Company. As such, Civeo is unable to confirm all SORs in its supply chain for the Reporting Period.
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